The Research Ethics Review Committee for Research Involving Human Subjects: The Second Allied Academic Group in Social Sciences, Humanities and Fine and Allied Arts

The Research Ethics Review Committee for Research Involving Human Subjects: The Second Allied Academic Group in Social Sciences, Humanities and Fine and Allied Arts

Research Ethics Review System for Research Involving Human Participants (CU-REC)

Frequently asked questions

ข้อควรปฏิบัติในการขอรับการพิจารณา
  • ขอความกรุณาผู้วิจัยส่งเอกสารเป็น hard copy
  • โปรดเก็บรักษาต้นฉบับไว้เป็นหลักฐาน
  • ลายเซ็นต์ที่ปรากฏในเอกสารสามารถเป็นลายเซ็นจากไฟล์ดิจิดอลได้
  • หากไม่สะดวกมาส่งเอกสารด้วยตัวเอง สามารถส่งไฟล์เอกสารไปที่ร้านถ่ายเอกสารและใช้บริการ Rider รับมาส่งเราได้ โดยให้ Rider ลงชื่อในสมุดส่งเอกสารและถ่ายรูปส่งให้ผู้วิจัยเป็นหลักฐาน
  • กรุณาส่งเอกสารเพื่อตรวจสอบความครบถ้วนถูกต้องทางอีเมล ก่อนส่งเอกสารมาให้ทางสำนักงานฯ
  • จริยธรรม ชุด 2 มีการให้ส่งในระบบออนไลน์ สามารถส่งเอกสารได้ที่ https://curec.research.chula.ac.th/curecweb
How many types of research project review?

There are 3 categories of review for full research proposals/full thesis proposals, namely, Exemption Review, Expedited Review and Full Board Review, details of which follow.

  1. The First Category : Exemption Review
    According to the Standard Operating Procedures (SOPs), research projects that are eligible for exemption review are those whosecollected information is about/from/in human subjectsbut is informationthat is in no way connected with the research sampling population/participants as individuals (except for some cases that do not affect the risks or individual rights). Research projects with the following characteristics may apply for the exemption review.
    • A research project in education that deals with regular classroom teaching and learning processes and is research conducted in an educational institution whose standards have been certified.
    • A strategic research project that is educationally innovative according to the national policy or the institutional policy in educational development; for example, research for assessing the efficiency of pupils/students in order to modify or change teaching and learning methods or research to assess the curriculum and to create or improve the curricula for educational quality assurance.
    • A research project searching for a method of educational assessment in terms of thinking processes that createa person’s cognitive ability or that is diagnostic and deals with aptitude and achievement, without recording the information in a way such that the identity of the research participants is revealed.
    • A research project that uses information from online sources, public information databases or from secondary documentary research works that do not directly or indirectly reveal anyone’s identity in order to analyze, interpret, compile or synthesize findings from other research works which involve a person/a group of people in order to reach a conclusion, a perspective or an end, which is considered to be a new idea or a new body of language.
    • A research work that is asurvey of facts or opinions of the population of a community or a society from an extensive circle, without bias or presupposition, conducted via telephone interviews and/or requesting the research participants to answer questionnaires which do not indicate, directly or indirectly, the names of the people who are answering the questionnaires.
    • A research work conducted by observing or recording the behaviourof the population in a community or a society, without voice recordings orphotos, clips, videos or film, in order to analyze or synthesize it by means of theory or to use it as basic information for making decisions or setting up policies or plansforthe government or the private sector.
    • A research work that deals with languages, folklore, art and culture as well as society in general, which collects information from documents, together with conversations as well as interviews with local sages or learned people who are knowledgeable in local history and take pride in their invaluable local wisdom and, also, artists. The research may be accompanied by sound/voice recordings as well as photos and videos in order to search for a new body of knowledge, for sustainable conservation and development or for the production of creative works and for conservational/creative tourism. (In cases where the researchsampling population/participants are minority groupsfrom different racial and/or religious backgrounds, they should not be considered to belong to avulnerable/deprived group).
    • A creative or design research work which is part of the research procedure and deals with collecting information about taste, attitude and people’s satisfaction with objects, items, goods, constructions or residences, public services, the ambience ofevents or exhibitions, nature and the environment. The research is conducted by interviewing people and/or requesting that they answer questionnaires without their names appearing. The research results will be presented as a holistic research report.
    • A research to build or develop an application for language translation or language teaching and learning or for language self-learning, using human voices to accompany the lessons and directed at specific professions, for example, souvenir vendors, traditional Thai masseuses, taxi and tuk-tuk(tricycle)drivers, hotel employees, tourist and immigration police.
    • Foritems 5-9, in cases where the research is conducted ona vulnerable/deprived group, it will not be considered as eligible for the exemption review.
  2. The Second Category : Expedited Review
    • Research projects that are eligible for expedited review are those whose research process or research procedures are of a low level risk—meaning that the risk does not exceed the kind of risk that may affect people’s daily livesin general and for which the researcher has appropriate measures and methods to prevent such low level risk. The research must not be conducted on a vulnerable/deprived group (See the details on page 6) and research projects should comply with the characteristics of one of the following items.
    • A research project which collects the information fromresearchsampling population/participants, who are normally children under 18 years of age andcomplies with items 5 -9 in the exemption review.
    • A research project that is conducted through in-depth interviews and/or group conversations and/or answering the questionnaires, which may risk violating privacy or reveal confidential information about the research sampling population/participantsin spite of the researcher’s prepared appropriate measures and preventative methods.
    • A document research project which combines the technique of using oral history about well-known characters of the past and present and could have an impact on thepolitics, the administration, the economy or the peace and stability of the country.
    • A research project which uses secondary information from the personal records of a person or a group of people who have already been made known to the public and/or primary information that has never been publicized. The information may be in the form of handwritten or typed documents or illustrations whose information and contentare criticisms or opinions expressed towards one particular person.
    • A research project whose sampling population/participants may be affected or damaged, for example, by being subjected tothe anger and hatred of people in society or being fined or sued or losing the opportunity to pursue their occupation.
    • All types of research projects in art and performing arts whose displayed subject matter is about people whorisk moral principles and ethics or is capable of stirring up social currents that are unwanted by most people in society.
    • A research project which is a comparative or contrastive study of the tastes or preferences of people of different occupations, statuses, races, sexes and ages andinvolves their perception of stimuli in the terms of form, taste, smell, sound, light, colouror touch and which may affect the physical or psychological condition of the research participants.
    • A research project in language or linguistics on the speech of people of different sexes with the information being collected by voice recordings, conversations and/or interviews and questionnaires, taking photos, clips and videos. With the consent of the research participants, when the research project is completed, the researcher may keep the recorded information for the benefit of the academic circle and/or society in the future.
    • A research project on sounds in language which requires phonetic instruments, tests and experiments in the perception of language sounds, the perception and learning of the mother tongue, the perception and learning of a second or foreign language where the researcher has direct contact with the research participants.
    • A research project on creating language maps and maps of ethnic groups in Thailand and neighbouringcountries using primary information obtained from questionnaires and/or through interrogating the authorities or knowledgeable people in the locale.
  3. The Third Category : Full Board Review
    A research work involving human subjects might present risks at a high level—that is risks that are higher than those that happen in people’s daily lives. Also, this applies to a research project involving human subjects who belong to a vulnerable/deprived group, which requires special care and, especially,experimental or semi-experimental research and research conducted through workshopsor complicated research; all have to go through the full board review.
What documents do I need to prepare to apply for consideration?
  1. AF 01-07 or AF 02-07
  2. AF 03-07
  3. AF 04-07
  4. AF 05-07
  5. Brief history CV and Thesis topic approval certificate
  6. Project proposals that must be specified
    • Sample Groups / Research Participants Criteria for the selection of the research participants and the criteria for removing the research participant from the project, etc.
    • Election Criteria – Elimination Criteria, for example, the eligibility criteria are age, gender, number of years of residence in Thailand, etc. The elimination criteria are if the sample participated in an interview / answered a questionnaire. But cannot answer all questions Will the researcher analyze these incomplete data or not?  If not analyzed, will the sample samples be replaced or not by any criteria?  Or will take the incomplete data be analyzed as well Please be clear
    • Details of contact methods and methods of reaching research participants.
    • Ask the researcher to identify the contact method to reach the sample. Emphasizing the privacy practices Should be contacted to make an appointment in advance.
    • Protection of rights Hedge and keep the confidentiality of the sample/research participants
    • Asking the investigator further on the rights of the sample group, for example, the participant (sample) has the right to withdraw from the study at any time as he wishes without giving reasons for which the withdrawal from the study has no effect. Any negative impact on the participants in any way
  7. Operation plan / Time plan for the research project
  8. Budget used throughout the project / Research Funding
  9. Research tools

When the researcher has prepared all the documents Please send them to the CU-REC system (click) with the signatures of the researcher, and advisor (+ The Dean’s signature in the case of master’s and doctoral students). Except for the sample group and the witnesses who do not have to sign (If signed, the system will withdraw immediately. because it is thought that the data has been collected). When the documents have been submitted to the system successfully The system will notify you to send hard copy documents via email again.

How to submit a research ethics review?

Steps in Applying for an Ethics Review of Research Involving Human Subjects
The officers at the Office of the Research Ethics Review Committee will accept a full proposal together with other related documents in the first submission. The documents that the researcher is required to submit consist of the following.

  1. A letter stating the researcher’s intention to submit the research project for an ethics review of the research involving human subjects (AF 01-07/AF 02-07),
  2. A form requesting an ethics review of research involving human subjects (AF 03-07),
  3. Documents providing information for the research sampling population/ participants (AF 04 -07); a research at graduate level must be signed by the advisor. In cases where the research participants are 8 -17 years of age, they must be provided with documents and information written in simple language that is easy to understand and appropriate for their age.
  4. A consent letter from the research sampling population/participants (AF 05 -07); research at the graduate level has to be signed by the advisor.
    Note: In cases where the research participants are 8 -17 years of age a consent form must be co-signed by their parent(s) or their guardian(s).
    The researcher may request for exemption from a consent form in cases where the risk of the research is at a low level, for example, a research project that uses questionnaires that do not state the names of responders, a research that collects information from telephone interviews, a research about human subjects that uses secondary information for analysis or where signing the consent form may cause damage because it is a way of revealing confidential information about the participants, for example, collecting information from drug addicts, from HIV infected patients, from those who have sexually transmitted diseases and from service women.
    However, the researcher must provide all information necessary for the research participant’s decision even though they are exempt from signing their names in the consent letter.
  5. A research execution plan that covers the whole period and a schedule indicating every stage of the research activity,
  6. The CVs of the researcher/team of researchers to show their experience and their readiness to conduct the research,
  7. A full research proposal/full thesis proposal that is printed on both sides of the page and each page being provided with a page number,
  8. Other documents related to the research project, namely, detailed programmesof activities, questionnaires, posters for advertising, leaflets and brochures.
How to send and receive documents for consideration of the Human Research Ethics Review?

(for lecturers, Researchers, and Students with master’s and doctoral degrees who are in the Chulalongkorn University only)

  • Researchers submit documents via the online system CU-REC (click). The system will check the completeness of documents in 1-2 working days (excluding Sat.-Sun.)
  • Once the documents have been submitted to the CU-REC system, the system will notify you to submit the hard copy at the Human Research Ethics Review Committee (Group 2), Chamchuri Building 1, 1st Floor, Room 114, Phayathai Road, Wang Mai, Pathum Wan, Bangkok 10330. If you can’t send it yourself, it can be sent by post to the address above.
  • Researcher can submit and pick up documents at the office Charmchuri 1 Building on Monday – Friday from 8:30 a.m. to 4:30 p.m.
  • Researchers cannot choose what kind of consideration procedure your project going to be. The President/Vice President/Secretary will Read and consider how the researcher’s project should be considered.
  • If the researcher collects data with vulnerable groups such as children under the age of 18, prisoners, prostitutes, disabled people, migrant workers, etc. they will be considered in type 3 (Full Board Review). There will be only one meeting per month, every 4th Tuesday of the month, the researcher needs to plan your project schedule to allow time for the Board meeting in the operational plan.
  • The researcher is requested to submit the document as a hard copy. Please keep the original as evidence. The signature that appears in the document can be a signature from a digital file. If it’s not possible to come to the office yourself, the documents can be picked up by the rider (Grab, LINEMAN) to our office (address above) Make sure the Rider sign their name on the delivery book and take a photo to send to the researcher as the evidence.Documents can be sent online to https://curec.research.chula.ac.th/curecweb
อยากยุติโครงการ/ปิดโครงการ หรือ ต่ออายุโครงการ ต้องทำอย่างไร?
  • สำหรับผู้วิจัยที่เคยขอพิจารณายื่นในปี 2562-2564 ขอให้ส่งเรื่องมาที่อีเมล์ curec2.ch1@chula.ac.th
  • สำหรับผู้วิจัยในปี 2565 สามารถขอต่ออายุ หรือปิดโครงการในระบบออนไลน์ CU-REC https://curec.research.chula.ac.th/curecweb

About us

Objectives

To comply with international standards in protecting those who are involved in research, Chulalongkorn University has appointed “The Research Ethics Review Committee for Research Involving Human Subjects: The Second Allied Academic Group” in accordance with the University’s Regulations, Stipulating the Promotion of Ethics in Research Involving Human Subjects.   This is for the protection of the rights and welfare of the research sampling population or participants so as to enable the research procedure to continue correctly according to ethics in research involving human subjects, which are accepted at the national and international levels.  The Committee is assigned with the responsibility of reviewing research projects in social sciences, humanities, fine and applied arts as well as other related fields in order to help to prevent faculty members, researchers and graduate students who conduct research for their theses from facing problems when they apply for research funding from outside sources or when they have their academic work published in national or international journals or when they apply for an academic appointment.

Scope of Responsibility

The Research Ethics Review Committee for Research Involving Human Subjects: The Second Allied Academic Group is assigned with the following responsibilities:

  1. Considering full research proposals/full thesis proposals and reviewing the research procedure, with emphasis on the steps and methods used in collecting information from humans and the ethics in research involving human subjects as well as the researcher’s readiness to conduct research projects submitted to the Committee.
  2. Reviewing, at the appropriate time and at least once a year, the progress of the research and risks to the research sampling population/participants. The Committee also has the right to observe the consent process involving the research sampling population/ participants as well as other processes related to their rights and welfare.
  3. Imposing suspension, withdrawal or termination on the research project in cases where it might cause more risk to the research sampling population/participants than had been expected or in cases where the research fails to comply with the ethical principles of research involving human subjects or fails to observe those principles in a consistent manner. Such a decision has to be made by the consent of a full board meeting of the Research Ethics Review Committee and evidence of this consent must be recorded in writing.

  4. Limiting the scope of the research project or suspending the execution of certain parts of it in cases where the researcher fails to comply with the ethical principles of research involving human subjects according to those specified by the Committee, which are a condition required for the approval of the research project which may only be conducted after the researcher has complied with the said specifications and the principles.
Research Project Review Categories

There are three categories of review for full research proposals/full thesis proposals, namely, Exemption Review, Expedited Review and Full Board Review, details of which follow.

      • The First Category: Exemption Review
      • The Second Category: Expedited Review
      • The Third Category: Full Board Review
Ethical Principles for Research Involving Human Subjects

The Research Ethics Review Committee for Research Involving Human Subjects: The Second Allied Academic Group at Chulalongkorn University adheres to the framework and international principles concerning ethics in research involving human subjects, the details of which are summarized in the document below.  However, certain concepts and perspectives have been adjusted to make them match the situation and the research method in Social Sciences, Humanities and Fine and Applied Arts.  This is to bring it into line and make it appropriate to the nature of research involved with society, culture, art and languages, which have been created, maintained and developed by different human groups.

Committee
  • Associate Professor Dr. Nuannoi Treerat : Chairman of the Board
  • Associate Professor Dr. Sumalee Chinokul : Vice Chairman of the Board
  • Dr.Sayamon Charoenrat : Director and Secretary

Document download

*Download documents, click on the topic

คำอธิบายในการจัดเตรียมเอกสารสำหรับผู้วิจัย
  1. รายการเอกสารในการดำเนินการที่ผู้วิจัยต้องจัดเตรียม
  2. แนวทางในการจัดทำหนังสือยินยอมและเอกสารข้อมูล

คำแนะนำเบื้องต้น

  1. Please submit 1 or 3 copies of each set
    (ระบบ CU-REC จะแจ้งเตือนให้ท่านส่งเอกสาร หลังจากที่ท่านส่งเอกสารเข้าระบบครบถ้วน ระบบจะกำหนดชุดของเอกสารที่ท่าต้องส่งว่าจำนวนกี่ชุด โปรดรอการแจ้งเตือนจากระบบ)
  2. Please sign all documents completely
  3. โปรดไฮไลท์ข้อความที่มีการแก้ไข สำหรับเอกสารนำส่งเพื่อพิจารณาแก้ไข
  4. หากผู้วิจัยได้รับการพิจารณาเบื้องต้นเป็นการพิจารณาแบบเต็มขั้นตอน เจ้าหน้าที่จะแจ้งให้นำสำเนาเอกสารมาส่งเพิ่มอีก 1 ชุด
  5. Please double sided printing
    (6) โปรดเข้าเล่มเอกสารด้วยการเย็บมุม หากเอกสารมีความหนามากให้หนีบด้วยคลิปดำสำหรับหนีบกระดาษ (ไม่ต้องเข้าเล่มกาว/กระดูกงู/สันห่วง) เพื่อความสะดวกในการเก็บเอกสารเข้าแฟ้ม

1.Required Documents to Be Submitted to the Committee for the First Review
  1. AF 01-07 (Example) Letter Accompanying the Submitted Thesis Proposal

  2. AF 02-07 (Example) Letter Accompanying the Submitted Full Research Proposal
  3. AF 03-07 Application Form for an Ethics Review of Research Involving Human Subjects

  4. AF 04-07 (Example) Information Sheet for the Research Participants

  5. AF 05-07 (Example) Letter of Consent to Take Part in Research

  6. AF 06-07 (Example) Letter of Consent for Guardians

  7. AF 07-07 (Example) Request for Waiver of Consent

  8. โครงการวิจัยฉบับสมบูรณ์/โครงร่างวิทยานิพนธ์ฉบับสมบูรณ์
  9. แผนการดำเนินการ (ที่มีการระบุขั้นตอนการขอจริยธรรมฯ 1-2 เดือน) และงบประมาณ
  10. เอกสารอนุมัติหัวข้อวิทยานิพนธ์ (สำหรับนิสิตระดับบัณฑิตศึกษา)
  11. Curriculum Vitae (CV)
ชุดที่ 2 รายการเอกสารสำหรับนำส่งแก้ไข/ชี้แจงภายหลังการพิจารณาฯ ครั้งแรก
  1. บันทึกข้อความสำหรับนำส่งแก้ไข
  2. AF 01-12 (EN) Form for Checking the Completion of the Corrected Documents
  3. AF 02-12 (EN) Chart of the Details of the Corrections According to the Committee’s Suggestions
  4. Researcher Project Information Verification Form after the amendment (Click)
  5. สำเนาบันทึกข้อความแจ้งผลการพิจารณาที่ได้รับจากสำนักงานคณะกรรมการ
  6. เอกสารที่แก้ไขตามบันทึกข้อความแจ้งผลการพิจารณาจากสำนักงานคณะกรรมการ
ชุดที่ 3 รายการเอกสารสำหรับนำส่งขอแก้ไขเพิ่มเติมโครงการวิจัยหลังได้รับอนุมัติ
ชุดที่ 4 รายการเอกสารสำหรับยื่นเสนอพิจารณาเพิ่มเติมระยะต่อไป
  1. บันทึกข้อความสำหรับนำส่งพิจารณาเพิ่มเติม
  2. AF 01-15 (EN) Report Form on Research Progress
  3. AF 03-07 (EN) Application Form for an Ethics Review of Research Involving Human Subjects
  4. เอกสารและเครื่องมือที่เสนอเพื่อรับการพิจารณาเพิ่มเติม
ชุดที่ 5 รายการเอกสารสำหรับขอขยายเวลารับรองจริยธรรมการวิจัย (ต่ออายุใบรับรอง)
  1. บันทึกข้อความสำหรับขอต่ออายุใบรับรอง
  2. AF 01-15 (EN)

    Report Form on Research Progress

  3. สำเนาใบรับรองโครงการวิจัยและสำเนาเอกสารประทับตรา
ชุดที่ 6 รายการเอกสารสำหรับรายงานสิ้นสุดโครงการวิจัย
  1. บันทึกข้อความสำหรับรายงานการสิ้นสุดโครงการวิจัย
  2. AF 03-13 (TH) Form for Reporting the Termination of the Research Project
  3. สำเนาใบรับรองโครงการวิจัยและสำเนาเอกสารประทับตรา
  4. สำเนาบทคัดย่อ (Abstract) (ที่มีการลงนามครบถ้วนสำหรับนิสิตระดับบัณฑิตศึกษา)

Contact

Umphawan Sirirak
officer
Umpawan.S@chula.ac.th
Tel: (+66) 2218-3210

Tatphicha Wisetsri
officer
thatpicha.w@chula.ac.th
Tel: (+66) 2218-3211

Chamchuri Building 1, 1st floor, Room 114, Phayathai Road, Wang Mai Subdistrict, Pathumwan District, Bangkok 10330

Telephone (+66) 2218-3210 and (+66) 2218-3211

Email curec2.ch1@chula.ac.th